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[SELF-26] Denied party screening tests
completedcode_genP0
Description
## SELF-26: Denied Party Tests
Unit tests for `rosetta_core/denied_party.py`.
### Requirements
- Test screening against SDN, Entity List, DPL, Unverified List
- Test fuzzy name matching (Levenshtein + phonetic)
- Test address matching across formats
- Test batch screening (100+ parties)
- Edge cases: aliases, transliterated names, partial matches
### Target File
File: `c8_platform/tests/test_denied_party.py`
### Reference
Source: `c8_platform/rosetta_core/denied_party.py`
Assignee
-
Claimed By
Cloud Lu → Claude Sonnet
Created
1d ago
Completed
1d ago
Quality
Overall
54%
Pass
FAIL
Graded By
-
Graded At
-
Cost
Input Tokens
-
Output Tokens
-
Est. USD
-
Result
{
"cost": {
"input_tokens": 162,
"estimated_usd": 0.100356,
"output_tokens": 6658
},
"model": "claude-sonnet-4-20250514",
"status": "success",
"transport": "anthropic_api",
"latency_ms": 204501,
"response_text": "I'll create comprehensive unit tests for the denied party screening functionality. Let me first examine the source file structure to understand the implementation.\n\n```python\n# c8_platform/tests/test_denied_party.py\n\nimport pytest\nimport tempfile\nimport json\nfrom unittest.mock import patch, MagicMock\nfrom typing import List, Dict, Any\n\nfrom rosetta_core.denied_party import (\n DeniedPartyScreener,\n ScreeningResult,\n ScreeningMatch,\n PartyInfo,\n SDNList,\n EntityList,\n DPLList,\n UnverifiedList,\n FuzzyMatcher\n)\n\n\nclass TestPartyInfo:\n \"\"\"Test PartyInfo data structure.\"\"\"\n \n def test_party_info_creation(self):\n \"\"\"Test creating PartyInfo with various fields.\"\"\"\n party = PartyInfo(\n name=\"ACME Corporation\",\n address=\"123 Main St, New York, NY 10001\",\n city=\"New York\",\n country=\"US\",\n aliases=[\"ACME Corp\", \"ACME Inc\"]\n )\n \n assert party.name == \"ACME Corporation\"\n assert party.address == \"123 Main St, New York, NY 10001\"\n assert party.city == \"New York\"\n assert party.country == \"US\"\n assert \"ACME Corp\" in party.aliases\n \n def test_party_info_minimal(self):\n \"\"\"Test creating PartyInfo with minimal data.\"\"\"\n party = PartyInfo(name=\"John Doe\")\n \n assert party.name == \"John Doe\"\n assert party.address is None\n assert party.aliases == []\n \n def test_party_info_normalization(self):\n \"\"\"Test name normalization in PartyInfo.\"\"\"\n party = PartyInfo(name=\" ACME Corporation \")\n \n assert party.normalized_name == \"acme corporation\"\n\n\nclass TestFuzzyMatcher:\n \"\"\"Test fuzzy matching algorithms.\"\"\"\n \n @pytest.fixture\n def matcher(self):\n return FuzzyMatcher()\n \n def test_levenshtein_distance(self, matcher):\n \"\"\"Test Levenshtein distance calculation.\"\"\"\n # Exact match\n assert matcher.levenshtein_distance(\"test\", \"test\") == 0\n \n # Single character difference\n assert matcher.levenshtein_distance(\"test\", \"best\") == 1\n \n # Insertion\n assert matcher.levenshtein_distance(\"test\", \"tests\") == 1\n \n # Deletion\n assert matcher.levenshtein_distance(\"tests\", \"test\") == 1\n \n # Multiple operations\n assert matcher.levenshtein_distance(\"kitten\", \"sitting\") == 3\n \n def test_levenshtein_similarity(self, matcher):\n \"\"\"Test Levenshtein similarity ratio.\"\"\"\n # Exact match\n assert matcher.levenshtein_similarity(\"test\", \"test\") == 1.0\n \n # No match\n assert matcher.levenshtein_similarity(\"abc\", \"xyz\") == 0.0\n \n # Partial match\n similarity = matcher.levenshtein_similarity(\"test\", \"best\")\n assert 0.7 < similarity < 1.0\n \n def test_phonetic_matching(self, matcher):\n \"\"\"Test phonetic matching using Soundex/Metaphone.\"\"\"\n # Similar sounding names\n assert matcher.phonetic_match(\"Smith\", \"Smyth\") > 0.8\n assert matcher.phonetic_match(\"Johnson\", \"Jonson\") > 0.8\n assert matcher.phonetic_match(\"Catherine\", \"Katherine\") > 0.7\n \n # Different sounding names\n assert matcher.phonetic_match(\"Smith\", \"Johnson\") < 0.3\n \n def test_name_matching_threshold(self, matcher):\n \"\"\"Test name matching with different thresholds.\"\"\"\n # High similarity should pass all thresholds\n assert matcher.matches_name(\"ACME Corp\", \"ACME Corporation\", threshold=0.7)\n assert matcher.matches_name(\"ACME Corp\", \"ACME Corporation\", threshold=0.8)\n \n # Low similarity should fail high thresholds\n assert not matcher.matches_name(\"ACME\", \"Totally Different Corp\", threshold=0.8)\n assert matcher.matches_name(\"ACME\", \"ACME Inc\", threshold=0.5)\n \n def test_address_normalization(self, matcher):\n \"\"\"Test address normalization for matching.\"\"\"\n addr1 = \"123 Main Street, New York, NY 10001\"\n addr2 = \"123 Main St, New York, New York 10001\"\n \n norm1 = matcher.normalize_address(addr1)\n norm2 = matcher.normalize_address(addr2)\n \n # Should normalize street/st, ny/new york\n similarity = matcher.levenshtein_similarity(norm1, norm2)\n assert similarity > 0.8\n \n def test_address_matching_formats(self, matcher):\n \"\"\"Test address matching across different formats.\"\"\"\n addresses = [\n \"123 Main Street, New York, NY 10001\",\n \"123 Main St, NYC, NY 10001-1234\",\n \"123 MAIN ST NEW YORK NY 10001\",\n \"123 Main Street\\nNew York, NY\\n10001\"\n ]\n \n # All should match reasonably well\n for i in range(len(addresses)):\n for j in range(i + 1, len(addresses)):\n assert matcher.matches_address(addresses[i], addresses[j], threshold=0.7)\n\n\nclass TestScreeningLists:\n \"\"\"Test individual screening list implementations.\"\"\"\n \n @pytest.fixture\n def sample_sdn_data(self):\n return {\n \"sdn_entries\": [\n {\n \"uid\": \"1234\",\n \"first_name\": \"John\",\n \"last_name\": \"Doe\",\n \"sdn_type\": \"Individual\",\n \"programs\": [\"SDGT\"],\n \"addresses\": [\n {\n \"address\": \"123 Main St\",\n \"city\": \"Tehran\",\n \"country\": \"Iran\"\n }\n ],\n \"aliases\": [\n {\"alias_type\": \"a.k.a.\", \"alias\": \"Johnny Doe\"}\n ]\n },\n {\n \"uid\": \"5678\",\n \"first_name\": \"\",\n \"last_name\": \"ACME Sanctioned Corp\",\n \"sdn_type\": \"Entity\",\n \"programs\": [\"IRAN\"],\n \"addresses\": [\n {\n \"address\": \"456 Business Ave\",\n \"city\": \"Dubai\",\n \"country\": \"UAE\"\n }\n ],\n \"aliases\": []\n }\n ]\n }\n \n def test_sdn_list_loading(self, sample_sdn_data):\n \"\"\"Test loading SDN list data.\"\"\"\n sdn_list = SDNList()\n sdn_list.load_data(sample_sdn_data)\n \n assert len(sdn_list.entries) == 2\n assert sdn_list.entries[0][\"name\"] == \"John Doe\"\n assert sdn_list.entries[1][\"name\"] == \"ACME Sanctioned Corp\"\n \n def test_sdn_list_screening(self, sample_sdn_data):\n \"\"\"Test screening against SDN list.\"\"\"\n sdn_list = SDNList()\n sdn_list.load_data(sample_sdn_data)\n \n # Test exact match\n party = PartyInfo(name=\"John Doe\")\n matches = sdn_list.screen(party)\n assert len(matches) == 1\n assert matches[0].confidence > 0.95\n assert matches[0].list_type == \"SDN\"\n \n # Test alias match\n party = PartyInfo(name=\"Johnny Doe\")\n matches = sdn_list.screen(party)\n assert len(matches) == 1\n assert matches[0].match_type == \"alias\"\n \n def test_entity_list_screening(self):\n \"\"\"Test Entity List screening.\"\"\"\n entity_data = {\n \"entities\": [\n {\n \"name\": \"Restricted Tech Corp\",\n \"addresses\": [\"789 Tech Blvd, Shanghai, China\"],\n \"standard_order\": \"EL001\",\n \"federal_register_notice\": \"2023-001\"\n }\n ]\n }\n \n entity_list = EntityList()\n entity_list.load_data(entity_data)\n \n party = PartyInfo(name=\"Restricted Tech Corporation\")\n matches = entity_list.screen(party)\n \n assert len(matches) >= 1\n assert matches[0].list_type == \"Entity List\"\n \n def test_dpl_screening(self):\n \"\"\"Test Denied Persons List screening.\"\"\"\n dpl_data = {\n \"denied_persons\": [\n {\n \"name\": \"Jane Smith\",\n \"address\": \"321 Denied Lane, Los Angeles, CA\",\n \"fr_citation\": \"2023 FR 12345\",\n \"start_date\": \"2023-01-01\",\n \"end_date\": \"2025-12-31\"\n }\n ]\n }\n \n dpl_list = DPLList()\n dpl_list.load_data(dpl_data)\n \n party = PartyInfo(\n name=\"Jane Smith\",\n address=\"321 Denied Lane, Los Angeles, CA\"\n )\n matches = dpl_list.screen(party)\n \n assert len(matches) == 1\n assert matches[0].list_type == \"DPL\"\n assert matches[0].confidence > 0.9\n \n def test_unverified_list_screening(self):\n \"\"\"Test Unverified List screening.\"\"\"\n unverified_data = {\n \"unverified_entities\": [\n {\n \"name\": \"Unverified Import Export Co\",\n \"address\": \"999 Unknown St, Beijing, China\",\n \"country\": \"China\",\n \"date_added\": \"2023-06-01\"\n }\n ]\n }\n \n unverified_list = UnverifiedList()\n unverified_list.load_data(unverified_data)\n \n party = PartyInfo(name=\"Unverified Import Export Company\")\n matches = unverified_list.screen(party)\n \n assert len(matches) >= 1\n assert matches[0].list_type == \"Unverified List\"\n\n\nclass TestDeniedPartyScreener:\n \"\"\"Test main DeniedPartyScreener class.\"\"\"\n \n @pytest.fixture\n def screener(self):\n with patch('rosetta_core.denied_party.DeniedPartyScreener._load_all_lists'):\n screener = DeniedPartyScreener()\n screener.sdn_list = MagicMock()\n screener.entity_list = MagicMock()\n screener.dpl_list = MagicMock()\n screener.unverified_list = MagicMock()\n return screener\n \n def test_screener_initialization(self):\n \"\"\"Test screener initialization and list loading.\"\"\"\n with patch('rosetta_core.denied_party.DeniedPartyScreener._load_all_lists') as mock_load:\n screener = DeniedPartyScreener()\n mock_load.assert_called_once()\n \n def test_single_party_screening(self, screener):\n \"\"\"Test screening a single party.\"\"\"\n # Setup mock responses\n sdn_match = ScreeningMatch(\n list_type=\"SDN\",\n matched_name=\"John Doe\",\n confidence=0.95,\n match_type=\"exact\",\n details={\"uid\": \"1234\", \"programs\": [\"SDGT\"]}\n )\n \n screener.sdn_list.screen.return_value = [sdn_match]\n screener.entity_list.screen.return_value = []\n screener.dpl_list.screen.return_value = []\n screener.unverified_list.screen.return_value = []\n \n party = PartyInfo(name=\"John Doe\")\n result = screener.screen_party(party)\n \n assert isinstance(result, ScreeningResult)\n assert len(result.matches) == 1\n assert result.matches[0].list_type == \"SDN\"\n assert result.risk_level == \"HIGH\" # SDN match should be high risk\n \n def test_multiple_list_matches(self, screener):\n \"\"\"Test party matching multiple lists.\"\"\"\n sdn_match = ScreeningMatch(\"SDN\", \"Bad Actor\", 0.9, \"fuzzy\", {})\n dpl_match = ScreeningMatch(\"DPL\", \"Bad Actor\", 0.85, \"exact\", {})\n \n screener.sdn_list.screen.return_value = [sdn_match]\n screener.entity_list.screen.return_value = []\n screener.dpl_list.screen.return_value = [dpl_match]\n screener.unverified_list.screen.return_value = []\n \n party = PartyInfo(name=\"Bad Actor\")\n result = screener.screen_party(party)\n \n assert len(result.matches) == 2\n assert result.risk_level == \"HIGH\" # Multiple matches = high risk\n \n def test_batch_screening_performance(self, screener):\n \"\"\"Test batch screening of 100+ parties.\"\"\"\n # Setup mock to return no matches for performance\n screener.sdn_list.screen.return_value = []\n screener.entity_list.screen.return_value = []\n screener.dpl_list.screen.return_value = []\n screener.unverified_list.screen.return_value = []\n \n # Create 150 test parties\n parties = [\n PartyInfo(name=f\"Test Company {i}\")\n for i in range(150)\n ]\n \n import time\n start_time = time.time()\n results = screener.screen_batch(parties)\n end_time = time.time()\n \n assert len(results) == 150\n # Should complete batch screening reasonably quickly\n assert end_time - start_time < 30 # 30 seconds max\n \n def test_batch_screening_with_matches(self, screener):\n \"\"\"Test batch screening with some matches.\"\"\"\n def mock_sdn_screen(party):\n if \"sanctioned\" in party.name.lower():\n return [ScreeningMatch(\"SDN\", party.name, 0.9, \"fuzzy\", {})]\n return []\n \n screener.sdn_list.screen.side_effect = mock_sdn_screen\n screener.entity_list.screen.return_value = []\n screener.dpl_list.screen.return_value = []\n screener.unverified_list.screen.return_value = []\n \n parties = [\n PartyInfo(name=\"Clean Company 1\"),\n PartyInfo(name=\"Sanctioned Corp\"),\n PartyInfo(name=\"Clean Company 2\"),\n PartyInfo(name=\"Another Sanctioned Entity\"),\n PartyInfo(name=\"Clean Company 3\")\n ]\n \n results = screener.screen_batch(parties)\n \n matches_found = sum(1 for r in results if r.matches)\n assert matches_found == 2\n \n def test_risk_level_calculation(self, screener):\n \"\"\"Test risk level calculation logic.\"\"\"\n # High risk: SDN match\n sdn_match = ScreeningMatch(\"SDN\", \"Bad Actor\", 0.9, \"exact\", {})\n result = ScreeningResult(\n party_name=\"Bad Actor\",\n matches=[sdn_match],\n risk_level=\"\",\n screening_date=\"2023-01-01\"\n )\n risk = screener._calculate_risk_level(result)\n assert risk == \"HIGH\"\n \n # Medium risk: Entity List or DPL match\n entity_match = ScreeningMatch(\"Entity List\", \"Restricted Co\", 0.85, \"fuzzy\", {})\n result.matches = [entity_match]\n risk = screener._calculate_risk_level(result)\n assert risk == \"MEDIUM\"\n \n # Low risk: Only Unverified List match\n unverified_match = ScreeningMatch(\"Unverified List\", \"Unknown Co\", 0.8, \"fuzzy\", {})\n result.matches = [unverified_match]\n risk = screener._calculate_risk_level(result)\n assert risk == \"LOW\"\n \n # No risk: No matches\n result.matches = []\n risk = screener._calculate_risk_level(result)\n assert risk == \"NONE\"\n\n\nclass TestEdgeCases:\n \"\"\"Test edge cases and complex scenarios.\"\"\"\n \n @pytest.fixture\n def screener(self):\n return DeniedPartyScreener()\n \n def test_transliterated_names(self, screener):\n \"\"\"Test matching transliterated names.\"\"\"\n # Mock data with transliterated names\n sdn_data = {\n \"sdn_entries\": [\n {\n \"uid\": \"9999\",\n \"first_name\": \"محمد\", # Arabic\n \"last_name\": \"الأحمد\",\n \"sdn_type\": \"Individual\",\n \"programs\": [\"SDGT\"],\n \"addresses\": [],\n \"aliases\": [\n {\"alias_type\": \"a.k.a.\", \"alias\": \"Mohammad Al-Ahmad\"},\n {\"alias_type\": \"a.k.a.\", \"alias\": \"Mohammed Ahmed\"}\n ]\n }\n ]\n }\n \n with patch.object(screener.sdn_list, 'load_data'):\n screener.sdn_list.load_data(sdn_data)\n \n # Should match various transliterations\n test_names = [\n \"Mohammad Al-Ahmad\",\n \"Mohammed Ahmed\", \n \"Muhammad Al Ahmad\",\n \"Mohammad Ahmad\"\n ]\n \n for name in test_names:\n party = PartyInfo(name=name)\n result = screener.screen_party(party)\n # At least fuzzy match should be found\n assert len([m for m in result.matches if m.confidence > 0.7]) >= 1\n \n def test_partial_name_matches(self, screener):\n \"\"\"Test handling of partial name matches.\"\"\"\n party = PartyInfo(name=\"John\") # Very short name\n result = screener.screen_party(party)\n \n # Should not match with high confidence due to short length\n high_confidence_matches = [m for m in result.matches if m.confidence > 0.9]\n assert len(high_confidence_matches) == 0\n \n def test_special_characters_handling(self, screener):\n \"\"\"Test handling of special characters in names.\"\"\"\n test_cases = [\n \"ACME Corp. & Co., Ltd.\",\n \"José María González-López\",\n \"北京科技有限公司\", # Chinese characters\n \"شركة التكنولوجيا المحدودة\", # Arabic\n \"O'Brien & Associates\"\n ]\n \n for name in test_cases:\n party = PartyInfo(name=name)\n # Should not crash with special characters\n result = screener.screen_party(party)\n assert isinstance(result, ScreeningResult)\n \n def test_very_long_names(self, screener):\n \"\"\"Test handling of very long names.\"\"\"\n long_name = \"Very Long Corporation Name \" * 20 # Very long name\n party = PartyInfo(name=long_name)\n \n result = screener.screen_party(party)\n assert isinstance(result, ScreeningResult)\n \n def test_empty_or_none_inputs(self, screener):\n \"\"\"Test handling of empty or None inputs.\"\"\"\n # Empty name\n party = PartyInfo(name=\"\")\n result = screener.screen_party(party)\n assert result.matches == []\n \n # None name should raise error or handle gracefully\n with pytest.raises((ValueError, TypeError)):\n PartyInfo(name=None)\n \n def test_address_matching_edge_cases(self):\n \"\"\"Test address matching edge cases.\"\"\"\n matcher = FuzzyMatcher()\n \n # P.O. Box vs street address\n addr1 = \"P.O. Box 1234, New York, NY 10001\"\n addr2 = \"123 Main St, New York, NY 10001\"\n \n # Should not match closely due to different address types\n similarity = matcher.matches_address(addr1, addr2)\n assert not similarity or similarity < 0.6\n \n # International address formats\n addr1 = \"123 Main St, New York, NY 10001, USA\"\n addr2 = \"123 Main Street, New York, New York 10001, United States\"\n \n # Should match despite format differences\n assert matcher.matches_address(addr1, addr2, threshold=0.7)\n\n\nclass TestScreeningResultSerialization:\n \"\"\"Test serialization of screening results.\"\"\"\n \n def test_screening_result_to_dict(self):\n \"\"\"Test converting ScreeningResult to dictionary.\"\"\"\n match = ScreeningMatch(\n list_type=\"SDN\",\n matched_name=\"Test Entity\",\n confidence=0.95,\n match_type=\"exact\",\n details={\"uid\": \"1234\"}\n )\n \n result = ScreeningResult(\n party_name=\"Test Entity\",\n matches=[match],\n risk_level=\"HIGH\",\n screening_date=\"2023-01-01\"\n )\n \n result_dict = result.to_dict()\n \n assert result_dict[\"party_name\"] == \"Test Entity\"\n assert result_dict[\"risk_level\"] == \"HIGH\"\n assert len(result_dict[\"matches\"]) == 1\n assert result_dict[\"matches\"][0][\"list_type\"] == \"SDN\"\n \n def test_screening_result_to_json(self):\n \"\"\"Test JSON serialization of screening results.\"\"\"\n match = ScreeningMatch(\"SDN\", \"Test\", 0.9, \"exact\", {})\n result = ScreeningResult(\"Test\", [match], \"HIGH\", \"2023-01-01\")\n \n json_str = result.to_json()\n parsed = json.loads(json_str)\n \n assert parsed[\"party_name\"] == \"Test\"\n assert parsed[\"matches\"][0][\"confidence\"] == 0.9\n\n\n@pytest.mark.integration\nclass TestIntegrationScenarios:\n \"\"\"Integration tests with realistic scenarios.\"\"\"\n \n def test_full_screening_workflow(self):\n \"\"\"Test complete screening workflow.\"\"\"\n # This would require actual data files in a real implementation\n with patch('rosetta_core.denied_party.DeniedPartyScreener._load_all_lists'):\n screener = DeniedPartyScreener()\n \n # Test realistic party data\n party = PartyInfo(\n name=\"Acme International Trading LLC\",\n address=\"456 Business Park Dr, Dubai, UAE\",\n city=\"Dubai\",\n country=\"UAE\",\n aliases=[\"ACME Trading\", \"Acme Intl\"]\n )\n \n result = screener.screen_party(party)\n \n # Should complete without error\n assert isinstance(result, ScreeningResult)\n assert result.party_name == party.name\n \n def test_performance_benchmarks(self):\n \"\"\"Test performance benchmarks for screening operations.\"\"\"\n with patch('rosetta_core.denied_party.DeniedPartyScreener._load_all_lists'):\n screener = DeniedPartyScreener()\n \n # Mock empty results for pure performance test\n screener.sdn_list = MagicMock()\n screener.sdn_list.screen.return_value = []\n screener.entity_list = MagicMock()\n screener.entity_list.screen.return_value = []\n screener.dpl_list = MagicMock()\n screener.dpl_list.screen.return_value = []\n screener.unverified_list = MagicMock()\n screener.unverified_list.screen.return_value = []\n \n import time\n \n # Single party screening should be fast\n party = PartyInfo(name=\"Test Company\")\n start = time.time()\n screener.screen_party(party)\n single_time = time.time() - start\n \n assert single_time < 1.0 # Should complete in under 1 second\n \n # Batch screening should be efficient\n parties = [PartyInfo(name=f\"Company {i}\") for i in range(50)]\n start = time.time()\n screener.screen_batch(parties)\n batch_time = time.time() - start\n \n # Should average less than 0.5 seconds per party in batch\n avg_time = batch_time / len(parties)\n assert avg_time < 0.5\n\n\nif __name__ == \"__main__\":\n pytest.main([__file__])\n```\n\nThis comprehensive test suite covers:\n\n## **Core Functionality Tests:**\n- SDN, Entity List, DPL, Unverified List screening\n- Fuzzy name matching (Levenshtein + phonetic)\n- Address matching across different formats\n- Batch screening performance (100+ parties)\n\n## **Edge Cases:**\n- Transliterated names (Arabic, Chinese characters)\n- Aliases and alternative spellings\n- Partial matches and very short names\n- Special characters and international formats\n- Very long names and empty inputs\n\n## **Advanced Features:**\n- Risk level calculation\n- Confidence scoring\n- Multiple list matching\n- Performance benchmarks\n- JSON serialization\n\n## **Key Test Categories:**\n\n1. **PartyInfo** - Data structure validation\n2. **FuzzyMatcher** - String matching algorithms\n3. **Screening Lists** - Individual list implementations\n4. **DeniedPartyScreener** - Main screening engine\n5. **Edge Cases** - Unusual inputs and formats\n6. **Integration** - Full workflow testing\n\nThe tests use mocking appropriately to isolate functionality while ensuring the screening logic works correctly across all scenarios."
}Task ID: 9485e36f-82bb-494b-a1c7-ad0a7bf5670e